Access the comprehensive database of securities regulator domains. From the SEC and FINRA to international securities authorities, discover verified websites of securities regulatory bodies worldwide.
Navigate the securities regulatory landscape with comprehensive data on SEC, FINRA, and global securities authorities.
Securities regulators protect investors and maintain fair markets through oversight of broker-dealers, investment advisers, and public companies. Our database provides comprehensive access to SEC divisions, FINRA resources, state securities administrators, and international securities commissions.
Whether you're tracking enforcement actions, monitoring rule changes, or researching filing requirements, our database delivers intelligence on the global securities regulatory ecosystem. See also our curated list of International Regulators.
"Securities regulators worldwide are coordinating more closely on enforcement and regulation, making comprehensive regulatory intelligence essential for compliance." See also our curated list of Insurance Regulators.
-- Securities Regulation Report, 2024Comprehensive coverage of securities regulatory authorities. Detailed firmographics for Central Banks are also available.
Enforcement, Corp Fin, IM, Trading
Broker-dealer regulation
NASAA members
ESMA, FCA, BaFin, AMF Professionals in this field often consult our State Financial Regulators data. You may also be interested in our Self Regulatory Organizations dataset.
SFC, MAS, FSA Japan
International cooperation
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